DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Resnick Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Melissa A Ciotoli | Msi Financial Services, Inc. other | Resnick Advisors other | Other | Mar 3, 2017 | Mar 17, 2017 |
| Peter Augustus Karadimas | Neuberger Berman Bd LLC other | Resnick Advisors other | Other | Mar 1, 2016 | Mar 8, 2016 |
| Kent Allen Johnson | Strategic Advisers LLC national BD | Resnick Advisors other | Other | Mar 12, 2015 | Mar 2, 2015 |
| Alessandra Dimauro | Round Table Wealth Management other | Resnick Advisors other | Other | Nov 19, 2013 | Apr 7, 2014 (139 d) |
| Brenda Yvette Delmore | UBS Financial Services Inc. wirehouse | Resnick Advisors other | Other | Jul 24, 2008 | May 15, 2015 (2486 d) |
| Brian A Marshall | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Resnick Advisors other | Other | May 2, 2008 | Jun 5, 2008 (34 d) |
| Scott M Bogan | Morgan Stanley Dw Inc. unclassified | Resnick Advisors other | Other | Aug 29, 2005 | Nov 23, 2005 (86 d) |
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7 moves match.