DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Planned Asset Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Morrie Wolbrum ReiffQuantitative Strategies, Inc. independent RIAPlanned Asset Management otherOtherApr 29, 2025Feb 8, 2010
Bryon W SmithRBC Capital Markets, LLC national BDPlanned Asset Management independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2021Dec 9, 2021 (35 d)
Lawrence Ira SchechterIndependent Financial Group, LLC independent RIAPlanned Asset Management otherOtherMay 16, 2019Dec 2, 2010
Erick BaerIndependent Financial Group, LLC otherPlanned Asset Management otherOtherJun 1, 2011Mar 17, 2011
Paul Sueyuki OkawaAfa Advisor Services LLC unclassifiedPlanned Asset Management otherOtherApr 29, 2010Feb 8, 2010
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5 moves match.