DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sharkey Howes & Javer Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Taylor James Jay | Charles Schwab & Co., Inc. national BD | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 29, 2026 | Sep 10, 2026 |
| Nicole Aurea Baranda | Charles Schwab & Co., Inc. national BD | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 9, 2025 | Jul 11, 2025 (93 d) |
| Brandon Deckard | Fidelity Personal And Workplace Advisors BD affiliated | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 4, 2024 | Sep 22, 2024 |
| Sara Elizabeth Kohr | Transform Wealth, LLC independent RIA | Sharkey Howes & Javer Inc independent RIA | RIA to RIA | Jun 17, 2024 | Oct 31, 2024 (136 d) |
| Bryon Hanley Geman | Schwab Wealth Advisory, Inc. no RAUM | Sharkey Howes & Javer Inc independent RIA | Other | Jun 13, 2024 | Jun 14, 2024 |
| Daniel Francis Brascetta | Pathway Advisors Group independent RIA | Sharkey Howes & Javer Inc independent RIA | RIA to RIA | Jan 31, 2022 | Jun 9, 2021 |
| Bradley Robert Conover | Bok Financial Advisors BD affiliated | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2021 | Jun 9, 2021 (72 d) |
| William Cody Campbell | Schwab Wealth Advisory, Inc. BD affiliated | Sharkey Howes & Javer Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 6, 2019 | Nov 8, 2019 |
| Julie Denise Mcdaniel | Nfp Advisor Services, LLC other | Sharkey Howes & Javer Inc other | Other | Apr 2, 2013 | Jan 8, 2014 (281 d) |
| Stephen Paul Weatherby | Bullock Capital Alliance, Inc. state registered | Sharkey Howes & Javer Inc other | Other | Jan 10, 2011 | Oct 2, 2012 (631 d) |
| Alison Leigh Yoder | Ameriprise Financial Services, LLC national BD | Sharkey Howes & Javer Inc other | Other | Oct 12, 2010 | Jan 22, 2013 (833 d) |
| Scott Craig Brookes | Woodbury Financial Services, Inc. other | Sharkey Howes & Javer Inc other | Other | Nov 30, 2006 | Oct 27, 2006 |
| Harold Walter Kirschner | Integrated Concepts Inc unclassified | Sharkey Howes & Javer Inc other | Other | Dec 15, 2003 | Jan 6, 2004 |
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13 moves match.