DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Asset Preservation Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Wesley Kinross Pond | Truist Advisory Services, Inc. BD affiliated | Asset Preservation Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2019 | Jul 31, 2019 (141 d) |
| Patricia Husted Hodgman | Municipal Portfolio Managers, Inc. other | Asset Preservation Advisors, LLC other | Other | Nov 30, 2015 | Dec 7, 2015 |
| Stephen Alan Colavito | Oppenheimer & Co. Inc. other | Asset Preservation Advisors, LLC independent RIA | Other | Nov 2, 2015 | May 29, 2018 (939 d) |
| Wesley Samuel Williams | Morgan Stanley wirehouse | Asset Preservation Advisors, LLC independent RIA | Wirehouse to independent RIA | May 21, 2012 | Mar 25, 2025 (4691 d) |
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4 moves match.