DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pds Planning Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tad Alan Herrington | Graver Capital Management, LLC independent RIA | Pds Planning Inc independent RIA | RIA to RIA | Jul 25, 2025 | Oct 10, 2025 (77 d) |
| James Andrew Rogers | Fisher Investments independent RIA | Pds Planning Inc independent RIA | RIA to RIA | Dec 6, 2019 | Feb 4, 2020 (60 d) |
| Dean Arthur Schuler | MML Investors Services, LLC other | Pds Planning Inc other | Other | Feb 19, 2015 | Feb 23, 2015 |
| Jamie Paul Menges | Rea Wealth Management other | Pds Planning Inc other | Other | Feb 20, 2013 | Mar 6, 2013 |
| Thomas Dean Ellison | J.P. Morgan Securities LLC wirehouse | Pds Planning Inc other | Other | May 15, 2012 | Oct 5, 2016 (1604 d) |
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5 moves match.