DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wilmington Trust Investment Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stephen A BrennerMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWilmington Trust Investment Advisors, Inc. otherOtherJul 1, 2026Aug 6, 2026 (36 d)
Charles Edward BaranichHsbc Securities (USA) Inc. BD affiliatedWilmington Trust Investment Advisors, Inc. otherOtherDec 26, 2025May 8, 2026 (133 d)
Breann Lisa RootHsbc Securities (USA) Inc. BD affiliatedWilmington Trust Investment Advisors, Inc. otherOtherAug 5, 2025May 8, 2026 (276 d)
Gregory Scott WoodardManning & Napier Advisors, LLC mixed wealthWilmington Trust Investment Advisors, Inc. otherOtherJan 26, 2024Jan 16, 2025 (356 d)
Louis PortaRockefeller Capital Management BD affiliatedWilmington Trust Investment Advisors, Inc. otherOtherSep 7, 2022Aug 8, 2024 (701 d)
Michelle Lee SearsLPL Financial LLC independent RIAWilmington Trust Investment Advisors, Inc. otherOtherMay 10, 2022Mar 4, 2025 (1029 d)
Camilla B MerrickM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherDec 23, 2021Jan 10, 2023 (383 d)
Terri Fogarty RumansM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherDec 23, 2021Apr 27, 2023 (490 d)
Sarah M MclaughlinM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherDec 23, 2021Jan 10, 2023 (383 d)
Morgan Clay MohrmanTd Private Client Wealth LLC BD affiliatedWilmington Trust Investment Advisors, Inc. otherOtherSep 20, 2021Sep 2, 2023 (712 d)
Tyler Valerio CalderTd Private Client Wealth LLC BD affiliatedWilmington Trust Investment Advisors, Inc. otherOtherSep 20, 2021Dec 9, 2021 (80 d)
Stephen Anthony SeivoldM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherJun 9, 2021May 7, 2025 (1428 d)
Gregory William TimerankoM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherJun 9, 2021Mar 8, 2022 (272 d)
Cynthia Rose StroikWbi Investments, LLC independent RIAWilmington Trust Investment Advisors, Inc. otherOtherJul 31, 2019Aug 29, 2019
Thomas J McgimpseyM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherMay 22, 2013Apr 15, 2013
Anthony Michael RothUBS Financial Services Inc. wirehouseWilmington Trust Investment Advisors, Inc. otherOtherDec 18, 2012Nov 20, 2014 (702 d)
Thomas Elliott BakerM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherOct 29, 2012Mar 9, 2012
Suzanne Mckenna MoranM&T Securities, Inc. unclassifiedWilmington Trust Investment Advisors, Inc. otherOtherJul 12, 2010May 13, 2009
Sherry Ann WhiddenDeutsche Bank Securities Inc. otherWilmington Trust Investment Advisors, Inc. otherOtherOct 5, 2006Jan 5, 2026 (7032 d)
Barry William RandallU.S. Bancorp Asset Management, Inc. otherWilmington Trust Investment Advisors, Inc. otherOtherAug 29, 2005Feb 21, 2007 (541 d)
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20 moves match.