DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Check Capital Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alan Drew EbrightHodges Capital Management Inc mixed wealthCheck Capital Management Inc independent RIARIA to RIANov 2, 2022Nov 7, 2022
Jeffrey HalbertSquar Milner Financial Services, LLC independent RIACheck Capital Management Inc otherOtherMar 6, 2018Mar 7, 2018
John Conley ThatcherCharles Schwab & Co., Inc. national BDCheck Capital Management Inc otherOtherMar 6, 2017Mar 3, 2017
Jeremy Ian SaltzbergAvondale Asset Management otherCheck Capital Management Inc otherOtherDec 5, 2016Dec 7, 2016
Susan Leann NiedwickApriem Advisors otherCheck Capital Management Inc otherOtherFeb 5, 2015Mar 2, 2015
John Howard DeardorffMercer Global Advisors Inc. otherCheck Capital Management Inc otherOtherDec 17, 2014Mar 2, 2015 (75 d)
Christopher Blair BallardGreen Thumb Financial unclassifiedCheck Capital Management Inc otherOtherDec 6, 2012Aug 10, 2012
Vijay MalikMalik Asset Management, LLC unclassifiedCheck Capital Management Inc otherOtherSep 4, 2012Oct 5, 2012 (31 d)
Randall Lynn WhitfieldCharles Schwab & Co., Inc. national BDCheck Capital Management Inc otherOtherJul 28, 2009Apr 16, 2013 (1358 d)
James Douglas WaiteCharles Schwab & Co., Inc. national BDCheck Capital Management Inc otherOtherFeb 21, 2007Mar 30, 2007 (37 d)
Jonathan James MeeksCharles Schwab & Co., Inc. national BDCheck Capital Management Inc otherOtherMay 18, 2004Sep 22, 2004 (127 d)
Brenton Lloyd DevoreCharles Schwab & Co., Inc. national BDCheck Capital Management Inc otherOtherAug 7, 2003Mar 25, 2004 (231 d)
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12 moves match.