DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Sjs Investment Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Grant S SimsTfo Wealth Partners independent RIASjs Investment Services independent RIARIA to RIAApr 1, 2026Apr 1, 2026
Robert John SchaeferSymphony Financial Services, Inc. independent RIASjs Investment Services independent RIARIA to RIANov 27, 2024May 17, 2024
Ryan Thomas StollerGateway Wealth Partners, LLC independent RIASjs Investment Services independent RIARIA to RIAFeb 16, 2023Sep 9, 2024 (571 d)
Rachel Joy KeeseyUBS Financial Services Inc. wirehouseSjs Investment Services independent RIAWirehouse to independent RIAJan 26, 2023Jan 31, 2023
Austin Thomas GrizzellVanguard Advisers, Inc. BD affiliatedSjs Investment Services independent RIAAffiliated broker-dealer or bank to independent RIAApr 8, 2022Jun 7, 2022 (60 d)
Matthew Harrison MillerDimensional Fund Advisors LP otherSjs Investment Services otherOtherJun 4, 2014Mar 4, 2015 (273 d)
Andrew James SchaetzkeMorgan Stanley wirehouseSjs Investment Services otherOtherApr 29, 2013Sep 26, 2014 (515 d)
Jennifer Ann SmiljanichNrp Advisors, Inc. unclassifiedSjs Investment Services otherOtherAug 4, 2010Oct 12, 2010 (69 d)
Gary Jon GeigerBerthel Fisher & Company Financial Services, Inc. otherSjs Investment Services otherOtherAug 25, 2006Nov 19, 2008 (817 d)
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9 moves match.