DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nisa Investment Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brendan Christopher Normile | Everbank Wealth Management other | Nisa Investment Advisors, LLC institutional | Other | Dec 1, 2017 | Oct 18, 2019 (686 d) |
| Ryan Joseph Henrichs | Wells Fargo Advisors wirehouse | Nisa Investment Advisors, LLC other | Other | Oct 29, 2012 | Sep 10, 2015 (1046 d) |
| Kevin Michael Shultz | Edward Jones national BD | Nisa Investment Advisors, LLC other | Other | Jul 26, 2011 | Jul 14, 2014 (1084 d) |
| Dirk James Thompson | Wells Fargo Advisors wirehouse | Nisa Investment Advisors, LLC institutional | Other | May 5, 2010 | Jul 15, 2019 (3358 d) |
| Joseph Anthony Sodemann | Securian Financial Services, Inc. other | Nisa Investment Advisors, LLC institutional | Other | Aug 4, 2008 | Jun 18, 2018 (3605 d) |
| Christopher Eric Goebel | Hewitt Investment Group LLC unclassified | Nisa Investment Advisors, LLC other | Other | Mar 19, 2008 | Apr 11, 2008 |
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6 moves match.