DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ofi Private Investments Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christian Patrick Goebel	UBS Financial Services Inc. wirehouse	Ofi Private Investments Inc other	Other	Mar 11, 2004	May 24, 2004 (74 d)
Michael Javed Malik	Strong Capital Management Inc unclassified	Ofi Private Investments Inc other	Other	Jan 14, 2004	Jun 11, 2004 (149 d)
Brian Francisco Medina	A. G. Edwards & Sons, Inc. unclassified	Ofi Private Investments Inc other	Other	Mar 12, 2003	Jun 11, 2004 (457 d)
Jonathan Tisdale Schultz	UBS Financial Services Inc. wirehouse	Ofi Private Investments Inc other	Other	Mar 10, 2003	Mar 27, 2003
John Atwood Harding	Quick & Reilly, Inc. unclassified	Ofi Private Investments Inc other	Other	Jan 27, 2003	Jun 11, 2004 (501 d)
Robert Michael Hughes	Ameriprise Financial Services, LLC national BD	Ofi Private Investments Inc other	Other	Aug 22, 2002	Sep 17, 2002
David Long	Waddell & Reed other	Ofi Private Investments Inc other	Other	Aug 20, 2002	Jun 11, 2004 (661 d)
Sandra Marie Palmer	Legg Mason Wood Walker, Incorporated unclassified	Ofi Private Investments Inc other	Other	Jun 11, 2002	May 19, 2004 (708 d)

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8 moves match.