DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oakwood Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Keegan Einspanier | Northwestern Mutual Investment Services,LLC no RAUM | Oakwood Capital Management LLC independent RIA | Other | Feb 15, 2018 | Sep 6, 2018 (203 d) |
| Ross Alexander Kroll | Mercer Global Advisors Inc. other | Oakwood Capital Management LLC other | Other | May 9, 2017 | Aug 18, 2017 (101 d) |
| Thomas Harold Smith | Strategic Advisers LLC national BD | Oakwood Capital Management LLC other | Other | Sep 17, 2013 | Mar 13, 2015 (542 d) |
| Matthew Brendan Haefner | Credit Suisse Securities (USA) LLC other | Oakwood Capital Management LLC other | Other | Nov 20, 2012 | Nov 14, 2012 |
| Elliott Curtis Hollingsworth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Oakwood Capital Management LLC other | Other | Apr 2, 2008 | Sep 23, 2008 (174 d) |
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5 moves match.