DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wingate Planning Corp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Casimir Slupski | Wingate Wealth Advisors, Inc. other | Wingate Planning Corp no RAUM | Other | Mar 12, 2009 | Jul 14, 2000 |
| John H Biebel | Calibre Advisory Services Inc. unclassified | Wingate Planning Corp no RAUM | Other | Mar 5, 2009 | Mar 12, 2009 |
| Gary Douglas Pomerantz | Wingate Wealth Advisors, Inc. other | Wingate Planning Corp no RAUM | Other | Oct 11, 2006 | Feb 26, 2004 |
| Stephen Jenkins Doucette | Wingate Wealth Advisors, Inc. other | Wingate Planning Corp no RAUM | Other | Oct 1, 2003 | Feb 4, 2000 |
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4 moves match.