DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dearborn Partners L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jonathan D Woo | Edward Jones national BD | Dearborn Partners L.L.C. mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2022 | Mar 23, 2023 (367 d) |
| Roger Diaz | Delaware Capital Management Advisers, Inc no RAUM | Dearborn Partners L.L.C. other | Other | Mar 7, 2019 | Jul 9, 2020 (490 d) |
| Gabriel Phillip Szymarek | Wells Fargo Advisors wirehouse | Dearborn Partners L.L.C. mixed wealth | Wirehouse to independent RIA | Dec 3, 2018 | Sep 11, 2019 (282 d) |
| Bradley Clifton Smith | Mpi Investment Management Inc mixed wealth | Dearborn Partners L.L.C. mixed wealth | RIA to RIA | Oct 16, 2018 | Sep 17, 2018 |
| James Douglas Lathrop | Russell Investments asset manager | Dearborn Partners L.L.C. mixed wealth | Other | Oct 3, 2018 | Mar 17, 2020 (531 d) |
| Samira Laskic | UBS Financial Services Inc. wirehouse | Dearborn Partners L.L.C. other | Other | Apr 26, 2016 | Jan 24, 2017 (273 d) |
| Paul Joseph Nolte | Hinsdale Associates other | Dearborn Partners L.L.C. other | Other | Nov 22, 2013 | Apr 21, 2010 |
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7 moves match.