DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Court Place Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Ross GoldenMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseCourt Place Advisors LLC independent RIAWirehouse to independent RIAMar 13, 2024Oct 23, 2024 (224 d)
James Gregory SweetTd Ameritrade Investment Management, LLC independent RIACourt Place Advisors LLC independent RIARIA to RIAOct 16, 2019Oct 25, 2019
Benjamin Henry DorseyBaltimore-Washington Financial Advisors otherCourt Place Advisors LLC otherOtherNov 30, 2015Nov 30, 2015
Justin T TaillonAmeriprise Financial Services, LLC national BDCourt Place Advisors LLC otherOtherFeb 24, 2010Mar 4, 2010
Andrew Corwine DavisAdvice And Planning Services otherCourt Place Advisors LLC otherOtherDec 21, 2009Feb 2, 2010 (43 d)
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5 moves match.