DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategy Asset Managers L.L.C.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Timothy James McneelyDynamic independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAMar 28, 2024Mar 28, 2024
Victor MartinezMorgan Stanley wirehouseStrategy Asset Managers L.L.C. independent RIAWirehouse to independent RIAJan 2, 2024Jan 11, 2024
James CawleyEquitable Advisors, LLC national BDStrategy Asset Managers L.L.C. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 6, 2023Feb 7, 2023
Richard Kinkade Jr.UBS Financial Services Inc. wirehouseStrategy Asset Managers L.L.C. independent RIAWirehouse to independent RIAJun 30, 2021Jul 12, 2021
Joseph Peter TrabaStonemark Wealth Management independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAFeb 24, 2020Feb 3, 2020
Thomas Woodward HulickHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020May 4, 2018
David Jin Kyu ChongHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020May 24, 2019
Alexander Henry HagstromHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020Jan 1, 2025 (1826 d)
Clarissa Sandrine TawelHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020Apr 1, 2019
Harold Bowler ParkerHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIAJan 2, 2020Jan 5, 2026 (2195 d)
Rainbow BrooksHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. otherOtherOct 21, 2019Jan 3, 2017
Bruce John JensenHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. otherOtherJan 23, 2019Jan 20, 2016
Gregory S MarkelHolly Street Wealth Advisors independent RIAStrategy Asset Managers L.L.C. independent RIARIA to RIASep 11, 2018Apr 10, 2018
David William CookStone Toro Investment Advisers otherStrategy Asset Managers L.L.C. otherOtherMar 25, 2015Jun 9, 2016 (442 d)
Page 1 of 1
14 moves match.