DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Beacon Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Oliver Earl MatisonKestra Advisory Services, LLC BD affiliatedBeacon Financial Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 26, 2025Nov 5, 2021
Ariana Kathleen MarekMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBeacon Financial Group independent RIAWirehouse to independent RIAAug 6, 2024Apr 7, 2025 (244 d)
Kasem Mohammad AbdullahFisher Investments independent RIABeacon Financial Group independent RIARIA to RIAMar 8, 2024Apr 18, 2024 (41 d)
Brandon Keith SherbertFortitude Advisory Group L.L.C. otherBeacon Financial Group otherOtherMay 29, 2013Sep 27, 2013 (121 d)
Marc Stephen ThiltgenMonte Vista Wealth Management, Inc. unclassifiedBeacon Financial Group otherOtherApr 18, 2013May 13, 2013
Stephen Francis ShelveyCharles Schwab & Co., Inc. national BDBeacon Financial Group otherOtherJul 12, 2011Sep 9, 2011 (59 d)
Eric John ZipfelTd Ameritrade, Inc. no RAUMBeacon Financial Group otherOtherJan 25, 2010Apr 12, 2010 (77 d)
Page 1 of 1
7 moves match.