DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Truenorth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Heather Marie Haines | Financial Telesis, Inc. other | Truenorth, Inc. other | Other | Jun 1, 2012 | Jun 1, 2012 |
| Brendan Arthur Obryhim | Financial Telesis, Inc. other | Truenorth, Inc. other | Other | Jun 1, 2012 | Jun 1, 2012 |
| David Peter Reynolds | Fisher Investments other | Truenorth, Inc. other | Other | Sep 10, 2009 | Mar 15, 2010 (186 d) |
| Sarah Marie Schmitz | Principal Securities, Inc. other | Truenorth, Inc. other | Other | Oct 30, 2008 | Dec 2, 2009 (398 d) |
| Samantha Kay Jenkins | Equitable Advisors, LLC national BD | Truenorth, Inc. other | Other | Mar 22, 2007 | Mar 22, 2007 |
Page 1 of 1
5 moves match.