DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lighthouse Financial Services Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Brian Soukup | Td Ameritrade, Inc. no RAUM | Lighthouse Financial Services Inc independent RIA | Other | Jan 11, 2021 | Jan 26, 2021 |
| Jayce Alan Lowe | Next Financial Group, Inc. other | Lighthouse Financial Services Inc independent RIA | Other | Nov 14, 2017 | Jan 5, 2021 (1148 d) |
| Kyle Ray | J.P. Morgan Securities LLC wirehouse | Lighthouse Financial Services Inc other | Other | Feb 16, 2017 | Feb 13, 2017 |
| Natalie Young | Mercer Global Advisors Inc. other | Lighthouse Financial Services Inc other | Other | Apr 20, 2016 | Jun 2, 2016 (43 d) |
| Ryan Lewis Hook | Check Capital Management Inc other | Lighthouse Financial Services Inc other | Other | Sep 14, 2015 | Sep 22, 2015 |
| Eric Edward Swanson | Mercer Global Advisors Inc. other | Lighthouse Financial Services Inc other | Other | Apr 29, 2013 | Jul 8, 2013 (70 d) |
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6 moves match.