DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Heritage Capital Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Lee LovettJhs Capital Advisors, LLC otherHeritage Capital Management Inc otherOtherMay 17, 2013Jul 25, 2013 (69 d)
Loren Wallace OlsonRetirement Resources Inc. state registeredHeritage Capital Management Inc otherOtherDec 31, 2012Apr 27, 2005
Gery Joseph SadzewiczClement Street Capital LLC independent RIAHeritage Capital Management Inc otherOtherJan 20, 2012Dec 2, 2011
Cynthia Allen MannWaterstone Financial Group, Inc. unclassifiedHeritage Capital Management Inc otherOtherSep 8, 2009Apr 5, 2004
Larry Wayne JohnsonSterling Portfolio Allocation Service Inc unclassifiedHeritage Capital Management Inc otherOtherDec 31, 2003Feb 26, 1998
Murray Howard ChalmersSterling Portfolio Allocation Service Inc unclassifiedHeritage Capital Management Inc otherOtherDec 31, 2003Jan 12, 1998
Carolyn Shirley BishopOmni Financial Advisory Services unclassifiedHeritage Capital Management Inc otherOtherJan 18, 2003Jan 12, 1998
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7 moves match.