DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Bailard, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mary Modesta BersotBersot Capital Management, LLC independent RIABailard, Inc. independent RIARIA to RIAMay 13, 2025Apr 25, 2025
Nicholas Joseph RisserBersot Capital Management, LLC independent RIABailard, Inc. independent RIARIA to RIAMay 13, 2025Apr 25, 2025
Ryan S ChavezThe Advisory Group Of San Francisco, LLC independent RIABailard, Inc. independent RIARIA to RIAApr 8, 2024Apr 19, 2024
Ryan W ColeMorgan Stanley wirehouseBailard, Inc. independent RIAWirehouse to independent RIAJan 4, 2024Jan 5, 2024
Robert Joseph Gregory MendozaCetera Advisor Networks LLC BD affiliatedBailard, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 18, 2023Jul 26, 2023 (69 d)
Stephanie Wo RoncalWells Fargo Investment Institute, Inc. independent RIABailard, Inc. independent RIARIA to RIANov 16, 2022Jan 25, 2022
David Prestwich JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBailard, Inc. independent RIAWirehouse to independent RIAJul 21, 2017Sep 24, 2021 (1526 d)
Francois MarcouxNelson Capital Management otherBailard, Inc. otherOtherDec 31, 2016Sep 28, 2016
Blaine Carroll TownsendNelson Capital Management otherBailard, Inc. otherOtherDec 31, 2016Sep 28, 2016
Lena M McquillenNelson Capital Management otherBailard, Inc. independent RIAOtherDec 31, 2016Jan 5, 2021 (1466 d)
Jonathan Lyons ManchesterNelson Capital Management otherBailard, Inc. otherOtherDec 31, 2016Sep 28, 2016
Suanne Marie RamarNelson Capital Management otherBailard, Inc. independent RIAOtherDec 31, 2016Sep 24, 2021 (1728 d)
Annalise Mae DuranteCitigroup Global Markets Inc. otherBailard, Inc. otherOtherAug 5, 2016Jul 27, 2017 (356 d)
Christopher James MoshyPrimary Funds, LLC otherBailard, Inc. otherOtherApr 13, 2015May 1, 2015
Benjamin Kane LathropCitigroup Global Markets Inc. otherBailard, Inc. independent RIAOtherJan 13, 2011Oct 28, 2019 (3210 d)
Janet Dara WalkerWells Fargo Investments, LLC unclassifiedBailard, Inc. independent RIAOtherMay 4, 2005Jun 22, 2021 (5893 d)
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16 moves match.