DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at West Capital Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Timothy Michael Macarak | Bny Mellon Advisors, Inc. other | West Capital Management, Inc. other | Other | Aug 25, 2014 | Sep 24, 2015 (395 d) |
| James Ian Toth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | West Capital Management, Inc. other | Other | Apr 22, 2013 | Jul 22, 2014 (456 d) |
| Erik William O'Neal | LPL Financial LLC other | West Capital Management, Inc. other | Other | Mar 1, 2013 | Jun 23, 2014 (479 d) |
| Kara E Schrank | Mfp Strategies other | West Capital Management, Inc. other | Other | Mar 15, 2011 | Jul 20, 2011 (127 d) |
| Kevin James Galvin | Plainview Capital Equity Partners, LLC unclassified | West Capital Management, Inc. other | Other | Mar 30, 2010 | Sep 17, 2010 (171 d) |
| Dane Francis Czaplicki | Veritable LP other | West Capital Management, Inc. other | Other | Jul 12, 2007 | Aug 29, 2007 (48 d) |
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6 moves match.