DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealthstone Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Angela J Cosgray | J.P. Morgan Securities LLC wirehouse | Wealthstone Advisors independent RIA | Wirehouse to independent RIA | Jan 8, 2019 | Jan 25, 2019 |
| Kevin Joseph Kale | Halite Partners, LLC institutional | Wealthstone Advisors independent RIA | Other | Oct 23, 2018 | Oct 26, 2018 |
| Norman Gary Cook | Halite Partners, LLC institutional | Wealthstone Advisors independent RIA | Other | Aug 23, 2018 | Sep 14, 2018 |
| Elias James Caleshu | Halite Partners, LLC institutional | Wealthstone Advisors independent RIA | Other | Aug 23, 2018 | Sep 14, 2018 |
| Jack P Zhang | Halite Partners, LLC institutional | Wealthstone Advisors independent RIA | Other | Aug 23, 2018 | Sep 14, 2018 |
| Christian Hviid | Point Guard Capital LLC unclassified | Wealthstone Advisors other | Other | Dec 31, 2015 | Jan 27, 2016 |
| Gregory Alan Smith | Ppc Portfolio Consultants, Inc. unclassified | Wealthstone Advisors other | Other | Dec 15, 2008 | Nov 22, 1999 |
| James Andrew Rogers | Park Avenue Securities LLC other | Wealthstone Advisors other | Other | Feb 28, 2008 | Apr 28, 2009 (425 d) |
Page 1 of 1
8 moves match.