DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Marshall Financial Group, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Matthew Mcgraw | Vanguard Advisers, Inc. BD affiliated | The Marshall Financial Group, Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2022 | Feb 14, 2022 |
| Nicholas Paolo Pileggi | The Fairman Group, LLC independent RIA | The Marshall Financial Group, Inc independent RIA | RIA to RIA | Oct 14, 2019 | Oct 25, 2019 |
| David Arden Emery | Univest Investments, Inc. other | The Marshall Financial Group, Inc other | Other | Aug 5, 2011 | Sep 9, 2011 (35 d) |
| Paula Cooper Nangle | Prometheus Capital Management Corp. independent RIA | The Marshall Financial Group, Inc other | Other | Aug 31, 2009 | Dec 11, 2009 (102 d) |
| Amy Grace Abromaitis | Principal Securities, Inc. other | The Marshall Financial Group, Inc other | Other | Mar 9, 2007 | Apr 9, 2007 (31 d) |
| William George Love | Td Ameritrade, Inc. no RAUM | The Marshall Financial Group, Inc other | Other | May 20, 2004 | May 22, 2006 (732 d) |
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6 moves match.