DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Sense Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Douglas PreissThepartners Wealth Management independent RIAFinancial Sense Advisors, Inc. independent RIARIA to RIAJun 22, 2026Jun 23, 2026
Brendan Robert McmurtrieNorthwestern Mutual Investment Services,LLC no RAUMFinancial Sense Advisors, Inc. independent RIAOtherMar 17, 2026Mar 18, 2026
Sandra Ann PappalardoLPL Financial LLC independent RIAFinancial Sense Advisors, Inc. independent RIARIA to RIAJan 4, 2023Jan 10, 2023
Crystal K ColbertBenefit Financial Services Group independent RIAFinancial Sense Advisors, Inc. independent RIARIA to RIAMay 20, 2022Jun 7, 2022
Aaron Michael HerrscherSage Stone Wealth Management LLC independent RIAFinancial Sense Advisors, Inc. independent RIARIA to RIAJul 17, 2020Aug 27, 2020 (41 d)
William Terry PuplavaLPL Financial LLC otherFinancial Sense Advisors, Inc. otherOtherSep 1, 2017Aug 23, 2017
Abdiel Alan ValenzuelaCetera Advisor Networks LLC otherFinancial Sense Advisors, Inc. otherOtherJun 9, 2017Jun 20, 2017
Paul D HornJ.P. Morgan Securities LLC wirehouseFinancial Sense Advisors, Inc. otherOtherMay 12, 2015Apr 28, 2015
Aaron WiegmanCambridge Investment Research Advisors, Inc. otherFinancial Sense Advisors, Inc. independent RIAOtherJun 17, 2013May 14, 2019 (2157 d)
Sandra Ann PappalardoCuso Financial Services, L.P. otherFinancial Sense Advisors, Inc. otherOtherMay 31, 2013Jun 6, 2013
Becki Kathleen SuttonBrandes Investment Partners, LP otherFinancial Sense Advisors, Inc. otherOtherDec 9, 2011Jul 31, 2015 (1330 d)
Robert Thomas BernardMorgan Stanley wirehouseFinancial Sense Advisors, Inc. otherOtherApr 18, 2011Apr 11, 2011
Sandra Ann PappalardoSpire Wealth Management, LLC otherFinancial Sense Advisors, Inc. otherOtherJul 31, 2003Jan 23, 2007 (1272 d)
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13 moves match.