DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Clifton Gunderson Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Stanley Eugene PoormanFirst Advisors Financial Group, LLC unclassifiedClifton Gunderson Wealth Advisors otherOtherMar 4, 2011May 6, 2011 (63 d)
Andrew Jay HengstJ.P. Morgan Securities LLC wirehouseClifton Gunderson Wealth Advisors otherOtherSep 27, 2010Sep 27, 2010
Quintin Andrew HogrefeAvantax Planning Partners, Inc. otherClifton Gunderson Wealth Advisors otherOtherJun 30, 2010Jul 6, 2010
Christopher King MossJ.P. Morgan Securities LLC wirehouseClifton Gunderson Wealth Advisors otherOtherFeb 25, 2010Mar 4, 2010
Scott Alexander DavisThrivent Investment Management Inc. otherClifton Gunderson Wealth Advisors otherOtherJun 13, 2008Jun 25, 2008
Nathan Sorenson KublankDeloitte Investment Advisors LLC unclassifiedClifton Gunderson Wealth Advisors otherOtherApr 7, 2008Apr 10, 2008
Dierdre LlewellynValmark Advisers, Inc. otherClifton Gunderson Wealth Advisors otherOtherMar 31, 2008Apr 2, 2008
Julie Michelle DantMorgan Keegan & Company, LLC otherClifton Gunderson Wealth Advisors otherOtherJun 27, 2007Mar 20, 2008 (267 d)
Jeffrey Richard SecordNew England Securities Corporation otherClifton Gunderson Wealth Advisors otherOtherJun 4, 2007Jun 6, 2007
Craig Roger PerkinsOsaic Wealth, Inc. otherClifton Gunderson Wealth Advisors otherOtherOct 23, 2006Oct 24, 2006
Christine Marie DroneSva Wealth Management, Inc. unclassifiedClifton Gunderson Wealth Advisors otherOtherJun 20, 2006Jul 11, 2006
Steven David FerrisWells Fargo Advisors wirehouseClifton Gunderson Wealth Advisors otherOtherFeb 1, 2006Feb 7, 2006
Richard Mark TrittschuhKpmg Investment Advisors unclassifiedClifton Gunderson Wealth Advisors otherOtherDec 21, 2005Feb 7, 2006 (48 d)
Alan David HolmanAdrian & Associates Inc unclassifiedClifton Gunderson Wealth Advisors otherOtherDec 5, 2005Feb 10, 2005
Michael Jerome MckersieSva Wealth Management, Inc. unclassifiedClifton Gunderson Wealth Advisors otherOtherApr 6, 2005Apr 19, 2005
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15 moves match.