DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Round Table Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Aimee AdlerPayne Capital Management, LLC independent RIARound Table Wealth Management independent RIARIA to RIAFeb 12, 2022Feb 25, 2022
Marianne Shakira RodriguezTd Ameritrade Investment Management, LLC independent RIARound Table Wealth Management independent RIARIA to RIASep 16, 2020Oct 5, 2020
Anthony RosettiMorgan Stanley wirehouseRound Table Wealth Management independent RIAWirehouse to independent RIAJul 10, 2020Aug 4, 2020
Frederic A BehrensThun Financial Advisors independent RIARound Table Wealth Management independent RIARIA to RIAApr 18, 2018May 15, 2018
Taylor J. ThomasRegentatlantic otherRound Table Wealth Management otherOtherFeb 7, 2013Jun 22, 2015 (865 d)
Wesley Ragan YoungIcici Investment Advisors unclassifiedRound Table Wealth Management otherOtherMar 19, 2007Feb 4, 2008 (322 d)
Alessandra DimauroChase Investment Services Corp. otherRound Table Wealth Management otherOtherMar 1, 2006Mar 9, 2009 (1104 d)
Stephen Paul MillerCiticorp Investment Services unclassifiedRound Table Wealth Management otherOtherJul 7, 2005Apr 25, 2006 (292 d)
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8 moves match.