DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Miai, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott David Schroeder | Goodwin Securities, Inc unclassified | Miai, Inc. other | Other | Aug 29, 2016 | Aug 30, 2016 |
| Donald King Hall | Morgan Stanley wirehouse | Miai, Inc. other | Other | Jul 11, 2012 | Jul 9, 2012 |
| Edward William Murray | Investors Capital Advisory other | Miai, Inc. other | Other | Aug 12, 2009 | Aug 24, 2009 |
| Andurea Dawn Alexander | Strategic Advisers LLC national BD | Miai, Inc. other | Other | Apr 21, 2009 | Oct 15, 2015 (2368 d) |
| Neal Elliott Watson | Securities America Advisors, Inc. other | Miai, Inc. other | Other | Aug 12, 2004 | Aug 11, 2004 |
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5 moves match.