DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Boston Financial Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Rylee Marie FeliceOsaic Fa, Inc. BD affiliatedBoston Financial Management LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Oct 4, 2022
Donna Marie ScottiMiddleton & Company Inc. independent RIABoston Financial Management LLC independent RIARIA to RIAAug 17, 2022Sep 29, 2022 (43 d)
John David PiniMiddleton & Company Inc. independent RIABoston Financial Management LLC independent RIARIA to RIAJun 15, 2022Sep 27, 2023 (469 d)
Louis Pyle CrosierWellesley Investment Partners, LLC independent RIABoston Financial Management LLC independent RIARIA to RIAOct 30, 2020May 5, 2021 (187 d)
Susan BlackWellesley Investment Partners, LLC independent RIABoston Financial Management LLC independent RIARIA to RIAOct 30, 2020May 4, 2022 (551 d)
Jeremy Scott GlennWellesley Investment Partners, LLC independent RIABoston Financial Management LLC independent RIARIA to RIAOct 30, 2020Jan 25, 2022 (452 d)
Laurie Lynn NovakCongress Wealth Management LLC independent RIABoston Financial Management LLC independent RIARIA to RIAJan 13, 2020Feb 7, 2020
Taylor Joseph MorrisonSvb Wealth independent RIABoston Financial Management LLC independent RIARIA to RIASep 7, 2018Sep 12, 2018
Abigail Marr PsyhogeosF L Putnam Investment Management Co. independent RIABoston Financial Management LLC independent RIARIA to RIAJun 29, 2018Jul 3, 2018
Brian J. WalshBrown Advisory otherBoston Financial Management LLC otherOtherMar 12, 2018Feb 20, 2018
Jonathan Long CottrellAtlatnic Financial Services Of Maine, LLC unclassifiedBoston Financial Management LLC independent RIAOtherJul 5, 2016Aug 24, 2022 (2241 d)
Clarence Hopkins KingEmerson Investment Management LLC otherBoston Financial Management LLC otherOtherMay 13, 2016May 9, 2016
Bradford Arthur GardnerEmerson Investment Management LLC otherBoston Financial Management LLC otherOtherMay 13, 2016May 9, 2016
Jennifer A EustanceEmerson Investment Management LLC otherBoston Financial Management LLC otherOtherMay 13, 2016May 9, 2016
David Robert MacdougallEmerson Investment Management LLC otherBoston Financial Management LLC otherOtherMay 13, 2016May 9, 2016
Stacy Austin ReinhartEmerson Investment Management LLC otherBoston Financial Management LLC otherOtherMay 13, 2016May 9, 2016
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16 moves match.