DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tcg Advisors, LP

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicole Michelle AlbrechtAvantax Advisory Services BD affiliatedTcg Advisors, LP otherOtherMar 12, 2020Mar 11, 2020
Michael Edward CollinsLPL Financial LLC BD affiliatedTcg Advisors, LP otherOtherMar 11, 2020May 7, 2020 (57 d)
Robert K BrittonZermatt Wealth Partners independent RIATcg Advisors, LP otherOtherMar 3, 2020Mar 12, 2020
Justin Randall FellersTd Ameritrade, Inc. no RAUMTcg Advisors, LP otherOtherFeb 4, 2020May 16, 2020 (102 d)
Matthew James AndersonReason Financial independent RIATcg Advisors, LP institutionalOtherOct 24, 2019Nov 26, 2019 (33 d)
Johnny C FowlerMcelhenny Sheffield Capital Management, LLC independent RIATcg Advisors, LP institutionalOtherApr 18, 2018Jul 23, 2019 (461 d)
Garrett AdamsEdward Jones national BDTcg Advisors, LP otherOtherMar 27, 2018Oct 4, 2018 (191 d)
Daniel Austin DriverAmeriprise Financial Services, LLC national BDTcg Advisors, LP otherOtherMar 26, 2018Oct 18, 2018 (206 d)
Dennis Walter BielikCharles Schwab & Co., Inc. national BDTcg Advisors, LP institutionalOtherFeb 2, 2018Apr 15, 2019 (437 d)
Douglas WhiteEdward Jones national BDTcg Advisors, LP otherOtherDec 17, 2015Mar 23, 2019 (1192 d)
Sherry Lynn EchartChase Investment Services Corp. otherTcg Advisors, LP institutionalOtherMar 22, 2011Sep 23, 2019 (3107 d)
Thomas Claude CookQa3 Financial LLC unclassifiedTcg Advisors, LP otherOtherFeb 11, 2011Jul 2, 2002
Garrett PittmanMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseTcg Advisors, LP institutionalOtherAug 6, 2004Oct 31, 2019 (5564 d)
John Joseph PesceQa3 Financial LLC unclassifiedTcg Advisors, LP otherOtherJun 15, 2004Jul 10, 2001
David Randolph AllenQa3 Financial LLC unclassifiedTcg Advisors, LP otherOtherJun 11, 2004Jun 10, 2002
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15 moves match.