DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Midwest Professional Planners, Ltd.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Alex MeehanRaymond James Financial Services Advisors, Inc BD affiliatedMidwest Professional Planners, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2024Aug 20, 2024
Amanda Marie UngerOsaic Wealth, Inc. BD affiliatedMidwest Professional Planners, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2024Jan 23, 2024
Kara Jaleen ProctorChoreo, LLC independent RIAMidwest Professional Planners, Ltd. independent RIARIA to RIAOct 23, 2019Nov 2, 2021 (741 d)
Della Marie StegallPruco Securities, LLC BD affiliatedMidwest Professional Planners, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAJun 17, 2019Jun 24, 2019
Julie Ann DillonInvestment Centers Of America, Inc. otherMidwest Professional Planners, Ltd. otherOtherOct 19, 2017Oct 20, 2017
Brian Clinton ReschJnba Financial Advisors, LLC otherMidwest Professional Planners, Ltd. otherOtherJul 24, 2017Jul 19, 2017
Gregory White AndersonEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherDec 31, 2016Mar 5, 2008
Lyndon Bruce LorenzJmr Financial Group state registeredMidwest Professional Planners, Ltd. otherOtherMay 10, 2016May 18, 2016
Susan Marie DavisUBS Financial Services Inc. wirehouseMidwest Professional Planners, Ltd. otherOtherMay 21, 2014Jul 22, 2016 (793 d)
Jeremiah Joel SmithMML Investors Services, LLC otherMidwest Professional Planners, Ltd. otherOtherApr 2, 2014Apr 9, 2014
Arnold Bruce KuhsEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherOct 18, 2013Jan 25, 2005
Cheryl Ann MossEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherJun 5, 2013Oct 8, 2002
Annette Erika FindlingEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherDec 21, 2012Jan 18, 2005
Catherine Ann JohnsonEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherJul 20, 2011Jun 12, 2003
Brian Robert KamkeEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2011Jan 1, 2025 (4957 d)
Jeffrey Charles DorwardEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherJun 7, 2011Apr 15, 2004
Jeremy J ReifEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherJun 7, 2011Jul 25, 2005
Scott Matthew WallschlaegerEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. independent RIAAffiliated broker-dealer or bank to independent RIAJun 7, 2011Feb 11, 2025 (4998 d)
Brent D PolzinEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherAug 24, 2010Oct 26, 2007
Todd J. BardenEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherJan 20, 2010Jan 13, 2005
James Edmund IsonEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherJan 6, 2010Jan 11, 2008
George Samuel HoffmanEquitable Advisors, LLC national BDMidwest Professional Planners, Ltd. otherOtherDec 4, 2009Oct 8, 2002
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22 moves match.