DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Design & Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Scott Walter Forsyth | Geneos Wealth Management, Inc. BD affiliated | Financial Design & Management, Inc. other | Other | Nov 14, 2023 | Apr 17, 2008 |
| Christopher Stephen Scott | Geneos Wealth Management, Inc. other | Financial Design & Management, Inc. other | Other | Jan 7, 2015 | Apr 17, 2008 |
| John Hardesty Alpers | Gateway Financial Strategies LLC other | Financial Design & Management, Inc. other | Other | Dec 31, 2011 | Apr 17, 2008 |
| Cindy Marker Hegy | Adrian & Associates Inc unclassified | Financial Design & Management, Inc. other | Other | Sep 6, 2011 | Oct 30, 2008 |
| William Charles Reynolds | Ameriprise Financial Services, LLC national BD | Financial Design & Management, Inc. other | Other | Jun 25, 2009 | Jun 24, 2009 |
| Patrick Earl Mckim | Adrian & Associates Inc unclassified | Financial Design & Management, Inc. other | Other | Apr 1, 2008 | Jun 18, 2008 (78 d) |
| David Arthur Asbury | Osaic Wealth, Inc. other | Financial Design & Management, Inc. other | Other | Apr 14, 2005 | Jan 1, 1999 |
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7 moves match.