DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Strategic Planning Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ethan Lathair CallWells Fargo Advisors wirehouseStrategic Planning Group independent RIAWirehouse to independent RIAFeb 17, 2026Apr 10, 2026 (52 d)
Jordan C BaileyStrategic Advisers LLC national BDStrategic Planning Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2026Apr 10, 2026 (57 d)
William Jeffrey DraperForesight Wealth Management, LLC independent RIAStrategic Planning Group independent RIARIA to RIAJun 4, 2021Jun 7, 2021
John Michael ParkCambridge Investment Research Advisors, Inc. otherStrategic Planning Group otherOtherOct 27, 2015Dec 2, 2014
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4 moves match.