DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Rhodes Investment Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Guy Marc CumbieCumbie Advisory Services, Inc state registeredRhodes Investment Advisors, Inc. independent RIAOtherDec 31, 2016Sep 10, 2008
Kevin Michael VarrichioStrategic Advisers LLC national BDRhodes Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 29, 2016Aug 25, 2016
Tricia L Carter WoodMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRhodes Investment Advisors, Inc. independent RIAWirehouse to independent RIAJan 22, 2016Jan 20, 2016
Joseph William JonesEdward Jones national BDRhodes Investment Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2015Oct 9, 2015
Olin Blayne RagsdaleSignal Securities, Inc. otherRhodes Investment Advisors, Inc. independent RIAOtherAug 21, 2012Aug 22, 2012
Timothy Robert SingletonMerit Advisors, Inc. state registeredRhodes Investment Advisors, Inc. independent RIAOtherMay 2, 2005Mar 29, 2004
Gelasia SteedTransamerica Financial Advisors, Inc. unclassifiedRhodes Investment Advisors, Inc. independent RIAOtherApr 1, 2004Apr 1, 2004
Olin Blayne RagsdaleWorld Choice Securities, Inc. state registeredRhodes Investment Advisors, Inc. independent RIAOtherOct 14, 2003Oct 14, 2003
Marion Timothy PhilpotTransamerica Financial Advisors, LLC otherRhodes Investment Advisors, Inc. independent RIAOtherOct 1, 2003Oct 14, 2003
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9 moves match.