DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Goff Financial Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Gwydir | Strategic Advisers LLC national BD | The Goff Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2026 | Jun 2, 2026 |
| Sunny Patel | Edward Jones national BD | The Goff Financial Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2021 | Feb 6, 2024 (937 d) |
| Charles Richard Peterson | Chase Investment Services Corp. other | The Goff Financial Group other | Other | Sep 8, 2010 | May 12, 2017 (2438 d) |
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3 moves match.