DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Centara Capital Management Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Seth Howard Schwartz	Turner Capital Investments, LLC independent RIA	Centara Capital Management Group, Inc. other	Other	May 4, 2017	Feb 17, 2014
Matthew D. Poole	Equitable Advisors, LLC national BD	Centara Capital Management Group, Inc. other	Other	Mar 25, 2009	Mar 23, 2009
Dustin S Tenbroeck	Equitable Advisors, LLC national BD	Centara Capital Management Group, Inc. other	Other	May 5, 2008	Apr 30, 2008
Stephen Mark Solomon	Partnervest Advisory Services LLC other	Centara Capital Management Group, Inc. other	Other	Dec 18, 2006	Dec 19, 2006
William Burke Allred	Dunham other	Centara Capital Management Group, Inc. other	Other	Jul 19, 2006	Apr 10, 2007 (265 d)
Jon Christopher Vinge	First Command Financial Planning, Inc. other	Centara Capital Management Group, Inc. other	Other	May 4, 2006	May 9, 2006
Johan Maurits Oeyen	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Centara Capital Management Group, Inc. other	Other	Feb 25, 2006	Mar 6, 2006
Scott Titone Kilian	LPL Financial LLC other	Centara Capital Management Group, Inc. other	Other	Feb 7, 2006	Mar 6, 2006
Joseph Dennis Anderson	Piper Sandler & Co. no RAUM	Centara Capital Management Group, Inc. other	Other	Nov 7, 2005	Nov 22, 2005
Iain Patrick Reilly	Cetera Advisors LLC other	Centara Capital Management Group, Inc. other	Other	Oct 28, 2005	Oct 24, 2005
Daniel Richard Lippold	First Command Bank unclassified	Centara Capital Management Group, Inc. other	Other	Sep 2, 2005	Sep 1, 2006 (364 d)
Derek Clifford Myron	Financial West Group other	Centara Capital Management Group, Inc. other	Other	Aug 25, 2004	Jul 11, 2002
Matthew James Horsley	Financial West Group other	Centara Capital Management Group, Inc. other	Other	Dec 2, 2002	Jul 11, 2002
Mark Steven Dossa	Financial West Group other	Centara Capital Management Group, Inc. other	Other	Dec 2, 2002	Jul 11, 2002

Page 1 of 1

14 moves match.