DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Element Wealth, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Christopher Von Hein | Keyes, Stange & Wooten Wealth Management, LLC independent RIA | Element Wealth, LLC independent RIA | RIA to RIA | Jul 1, 2026 | Jul 17, 2026 |
| David Satterfield Morse | Coker & Palmer independent RIA | Element Wealth, LLC independent RIA | RIA to RIA | May 2, 2025 | May 16, 2025 |
| James Paul Bailey | LPL Financial LLC BD affiliated | Element Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 15, 2024 | Jan 24, 2024 |
| Laura Elizabeth Brame Cerra | Raymond James Financial Services Advisors, Inc BD affiliated | Element Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 27, 2019 | Dec 8, 2020 (650 d) |
| Jeremy Martin Nelson | Sowell Management independent RIA | Element Wealth, LLC independent RIA | RIA to RIA | Sep 4, 2018 | Sep 5, 2018 |
| William Clark Smith | UBS Financial Services Inc. wirehouse | Element Wealth, LLC other | Other | Jul 24, 2006 | Aug 15, 2006 |
| Danny Collins Williams | UBS Financial Services Inc. wirehouse | Element Wealth, LLC other | Other | Jul 24, 2006 | Aug 15, 2006 |
| Roger Clayton Davis | UBS Financial Services Inc. wirehouse | Element Wealth, LLC other | Other | Sep 21, 2005 | Aug 15, 2006 (328 d) |
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8 moves match.