DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Stevens Foster Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Allen Lunneborg | Transamerica Retirement Advisors, LLC BD affiliated | Stevens Foster Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2019 | Apr 30, 2026 (2401 d) |
| James Walter Sampair | Morgan Stanley wirehouse | Stevens Foster Financial Advisors other | Other | Jul 8, 2016 | Sep 29, 2016 (83 d) |
| Kumbirai Vincent Mtunga | Kovack Advisors, Inc. other | Stevens Foster Financial Advisors independent RIA | Other | May 20, 2016 | May 21, 2018 (731 d) |
| Jean Marie Jackson | LPL Financial LLC other | Stevens Foster Financial Advisors other | Other | Jul 8, 2014 | Jul 30, 2014 |
| Daniel Eaton Plagens | LPL Financial LLC other | Stevens Foster Financial Advisors independent RIA | Other | Jul 7, 2014 | Jan 1, 2026 (4196 d) |
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5 moves match.