DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Capital Cities Investments

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Leslie Seawell GarskeEquitable Advisors, LLC national BDCapital Cities Investments independent RIAAffiliated broker-dealer or bank to independent RIADec 19, 2018Dec 3, 2018
Donald Buel MorleyMorgan Stanley wirehouseCapital Cities Investments otherOtherJun 12, 2017Jun 12, 2017
Whitney Blake SmithEquitable Advisors, LLC national BDCapital Cities Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 5, 2014Jan 1, 2025 (3771 d)
Jeffrey Scott CheesmanWestwood Advisers, LLC unclassifiedCapital Cities Investments otherOtherDec 31, 2012Dec 20, 2012
Benjamin Stephen BeverlyWells Fargo Advisors wirehouseCapital Cities Investments otherOtherMar 23, 2011Mar 28, 2011
Jacob Robert HaighEdward Jones national BDCapital Cities Investments otherOtherSep 25, 2008Mar 13, 2009 (169 d)
Paul Aubrey HarrisMutual Service Corporation unclassifiedCapital Cities Investments otherOtherOct 27, 2004Jan 26, 2004
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7 moves match.