DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Dewaay Capital Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jon Barton	Commerce Wealth Advisers, LLC other	Dewaay Capital Management other	Other	Jun 19, 2014	Feb 19, 2013
Joshua Eric Cross	Scout Wealth Management, Inc. no RAUM	Dewaay Capital Management other	Other	Mar 9, 2012	Mar 9, 2012
Paul Hunt Espey	Scout Wealth Management, Inc. no RAUM	Dewaay Capital Management other	Other	Mar 9, 2012	Mar 9, 2012
David Benjamin Merritt	Commerce Wealth Advisers, LLC other	Dewaay Capital Management other	Other	Feb 2, 2009	Jan 9, 2008
Jerit Paul Tripp	Ameriprise Financial Services, LLC national BD	Dewaay Capital Management other	Other	Jul 2, 2008	Jul 9, 2008
Jon Barton	Voya Financial Advisors, Inc. other	Dewaay Capital Management other	Other	Aug 24, 2007	Sep 18, 2007
Matthew David Friedrichsen	Principal Securities, Inc. other	Dewaay Capital Management other	Other	Jul 2, 2007	Jul 5, 2007
Paul Hunt Espey	Morgan Stanley Dw Inc. unclassified	Dewaay Capital Management other	Other	Nov 14, 2006	Dec 11, 2006
Ryan Patrick O'Hare	Vsr Advisory Services other	Dewaay Capital Management other	Other	Sep 11, 2006	May 26, 2005
Christopher William Freeman	Ameriprise Financial Services, LLC national BD	Dewaay Capital Management other	Other	Apr 10, 2006	Nov 2, 2006 (206 d)
Andrew David Kleis	UBS Financial Services Inc. wirehouse	Dewaay Capital Management other	Other	Jul 21, 2003	Feb 20, 2006 (945 d)
Robert Alan Wiley	The Masters, Inc. unclassified	Dewaay Capital Management other	Other	Sep 26, 2002	Jun 25, 2002
Melanie Kristine Skelton	The Masters, Inc. unclassified	Dewaay Capital Management other	Other	May 3, 2002	Jun 25, 2002 (53 d)

Page 1 of 1

13 moves match.