DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Carson Advisory Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Cesar Anibal Garcia OrtizRaymond James Financial Services Advisors, Inc BD affiliatedCarson Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAMar 18, 2024Mar 27, 2024
Fredrick Alan DawsonRaymond James & Associates, Inc. national BDCarson Advisory Group independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2021Mar 2, 2021
Daniel Francis MosseriWells Fargo Advisors wirehouseCarson Advisory Group independent RIAWirehouse to independent RIAOct 26, 2020Nov 9, 2020
James Lester GillisRaymond James Financial Services Advisors, Inc BD affiliatedCarson Advisory Group otherOtherJul 10, 2020Jun 30, 2009
Edward Denton AriailMorgan Stanley wirehouseCarson Advisory Group otherOtherMay 1, 2012Apr 16, 2012
Kevin Patrick WilsonMorgan Stanley wirehouseCarson Advisory Group otherOtherJan 6, 2012Jan 17, 2012
Jason ParkerValic Financial Advisors, Inc. otherCarson Advisory Group otherOtherOct 31, 2008May 12, 2014 (2019 d)
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7 moves match.