DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Ojm Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David B SnyderNorthwestern Mutual Investment Services,LLC otherOjm Group, LLC otherOtherApr 2, 2014Apr 1, 2014
Charles Nicholas KuhnPrincipal Securities, Inc. otherOjm Group, LLC otherOtherJun 21, 2013Sep 8, 2005
Andrew Michael TaylorCharles Schwab & Co., Inc. national BDOjm Group, LLC otherOtherMar 13, 2012Mar 9, 2012
Dinah Frances Bird-WesterfieldOak River Investment Advisors unclassifiedOjm Group, LLC otherOtherDec 2, 2011Jun 6, 2011
Michael Scott BerryNorthwestern Mutual Investment Services,LLC otherOjm Group, LLC otherOtherAug 5, 2011Dec 22, 2011 (139 d)
Robert G PeelmanMorgan Stanley wirehouseOjm Group, LLC otherOtherAug 9, 2010Aug 3, 2010
Robert Paul WilsonCambridge Investment Research Advisors, Inc. otherOjm Group, LLC otherOtherDec 4, 2009Feb 22, 2010 (80 d)
Jason Mahoney OdellPrincipal Securities, Inc. otherOjm Group, LLC otherOtherSep 24, 2009Sep 8, 2005
Robert James WasselPrincipal Securities, Inc. otherOjm Group, LLC otherOtherDec 31, 2005Jan 11, 2005
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9 moves match.