DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Common Cents Planning
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mildred Louise Marquez Santos | Kathmere Capital Management, LLC independent RIA | Common Cents Planning independent RIA | RIA to RIA | Dec 31, 2025 | Jun 8, 2026 (159 d) |
| Victoria R. Provost | Commonwealth Financial Network national BD | Common Cents Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2023 | Feb 15, 2023 |
| William Francis Muller | Vanguard Advisers, Inc. other | Common Cents Planning other | Other | Apr 21, 2005 | Aug 8, 2007 (839 d) |
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3 moves match.