DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Egi Financial, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kenneth Robert ReevesStifel, Nicolaus & Company, Incorporated national BDEgi Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAFeb 19, 2021Mar 1, 2021
Sara GibbsProspera Financial Services, Inc. independent RIAEgi Financial, Inc. independent RIARIA to RIAJan 11, 2019Feb 8, 2019
Diane Lynn SpencerStifel, Nicolaus & Company, Incorporated national BDEgi Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 25, 2018Jun 8, 2021 (1230 d)
Robert William BerryStifel, Nicolaus & Company, Incorporated national BDEgi Financial, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 19, 2018Jun 8, 2021 (1236 d)
Tyler Alan KrummelRaymond James Financial Services Advisors, Inc otherEgi Financial, Inc. otherOtherMay 8, 2015Sep 10, 2015 (125 d)
Brian D VinceletteMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEgi Financial, Inc. otherOtherJan 8, 2013Mar 4, 2016 (1151 d)
James A WynneMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEgi Financial, Inc. otherOtherJul 23, 2009Aug 26, 2009 (34 d)
Brian Keith WeinreichMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseEgi Financial, Inc. otherOtherMay 11, 2009May 14, 2009
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8 moves match.