DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Brown Advisory Securities, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Martin BlackMorgan Stanley wirehouseBrown Advisory Securities, LLC independent RIAWirehouse to independent RIAOct 9, 2019Oct 24, 2019
Andrew P. WilliamsMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseBrown Advisory Securities, LLC independent RIAWirehouse to independent RIAJun 6, 2018May 18, 2019 (346 d)
Jeanne OneillWells Fargo Advisors wirehouseBrown Advisory Securities, LLC otherOtherJul 11, 2011May 21, 2013 (680 d)
Wade Maglenn MeadowsCitigroup Global Markets Inc. otherBrown Advisory Securities, LLC otherOtherJun 27, 2008Jun 16, 2008
Darcy C CarrollCredit Suisse Securities (USA) LLC otherBrown Advisory Securities, LLC otherOtherOct 16, 2006Sep 1, 2006
Matthew Francis BarrettMaryland Capital Management, LLC otherBrown Advisory Securities, LLC otherOtherAug 31, 2006May 23, 2006
William Ford PeckMorgan Stanley Dw Inc. unclassifiedBrown Advisory Securities, LLC otherOtherJul 7, 2005Jul 1, 2005
Mitchell David WhitemanMorgan Stanley Dw Inc. unclassifiedBrown Advisory Securities, LLC otherOtherJun 1, 2004May 28, 2004
William Hunter PurcellMorgan Stanley Dw Inc. unclassifiedBrown Advisory Securities, LLC otherOtherJan 29, 2004Feb 3, 2004
Alexander Gould CampbellMorgan Stanley Dw Inc. unclassifiedBrown Advisory Securities, LLC otherOtherOct 28, 2003Oct 24, 2003
David Paul BrownBrown Advisory Securities, LLC unclassifiedBrown Advisory Securities, LLC otherOtherOct 10, 2003Oct 28, 2003
Robert Dixon HopkinsBrown Advisory Securities, LLC unclassifiedBrown Advisory Securities, LLC otherOtherOct 10, 2003Oct 28, 2003
Perry Steele BaconBrown Advisory Securities, LLC unclassifiedBrown Advisory Securities, LLC otherOtherOct 10, 2003Oct 17, 2003
Jennifer Dacey ViglucciBrown Advisory Securities, LLC unclassifiedBrown Advisory Securities, LLC otherOtherOct 10, 2003Oct 17, 2003
Cindy Ann PeppleBrown Advisory Securities, LLC unclassifiedBrown Advisory Securities, LLC otherOtherOct 10, 2003Dec 3, 2002
James Bruce WhelihanBrown Advisory Securities, LLC unclassifiedBrown Advisory Securities, LLC otherOtherOct 10, 2003Dec 3, 2002
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16 moves match.