DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First National Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher John Rivers | Commonwealth Financial Network national BD | First National Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2021 | Dec 9, 2021 |
| Kenneth George Seropian | Usi Advisors other | First National Advisors LLC other | Other | Dec 1, 2010 | Nov 17, 2010 |
| Philip Gabriel Nehro | Principal Securities, Inc. other | First National Advisors LLC other | Other | Aug 31, 2007 | May 28, 2008 (271 d) |
| Jason Todd Skolnick | LPL Financial LLC other | First National Advisors LLC other | Other | Apr 6, 2006 | Feb 1, 2005 |
| Michael Scott Hebert | LPL Financial LLC other | First National Advisors LLC other | Other | Apr 6, 2006 | Feb 1, 2005 |
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5 moves match.