DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Alpha Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Bryan Wilkinson Lester | Herbert J. Sims Capital Management, Inc. independent RIA | Alpha Capital Management independent RIA | RIA to RIA | Apr 23, 2018 | Aug 7, 2018 (106 d) |
| Jeffery Albert Ready | South Texas Money Management, Ltd. other | Alpha Capital Management other | Other | Sep 13, 2010 | Sep 13, 2010 |
| Raymond William Bergman | Serco Investments Inc. other | Alpha Capital Management other | Other | Nov 19, 2009 | Nov 9, 2009 |
| Brandon Thomas Perry | Ameriprise Financial Services, LLC national BD | Alpha Capital Management other | Other | Feb 24, 2007 | Feb 7, 2007 |
| Brandon Edward White | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Alpha Capital Management other | Other | Jun 21, 2005 | Feb 27, 2007 (616 d) |
| Richard James Archer | Waterstreet Investment Consultants, LLC unclassified | Alpha Capital Management other | Other | Nov 5, 2004 | Oct 17, 2005 (346 d) |
| Buddie Cloys Ballard | Wells Fargo Advisors wirehouse | Alpha Capital Management other | Other | Sep 23, 2002 | Sep 19, 2002 |
Page 1 of 1
7 moves match.