DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Eisneramper Wealth Management & Corporate Benefits, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Joseph ValenzaCommonwealth Financial Network national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 1, 2022
Joseph Lee EnglandCommonwealth Financial Network national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 9, 2022Sep 1, 2022
Hal Joel MichelsCommonwealth Financial Network national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 7, 2022Sep 1, 2022
William Paul St.ClairCommonwealth Financial Network national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2022Sep 1, 2022
Alan Bruce GubernickCommonwealth Financial Network national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2022Sep 1, 2022
Ryan Dennis TyrellCommonwealth Financial Network national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIASep 6, 2022Dec 21, 2022 (106 d)
Sabrina MangualLPL Financial LLC independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAAug 25, 2022Oct 3, 2022 (39 d)
Jaime FacchinoFoundations Investment Advisors LLC independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAMay 24, 2022Jul 21, 2022 (58 d)
Nancy Burns BrzozowskiEdelman Financial Engines mixed wealthEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAMay 12, 2021Jul 27, 2021 (76 d)
Michael AbateTd Ameritrade, Inc. no RAUMEisneramper Wealth Management & Corporate Benefits, LLC independent RIAOtherSep 17, 2020Nov 25, 2020 (69 d)
Christopher M. ColyerWiss Private Client Advisors, LLC independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAAug 1, 2019Jan 30, 2020 (182 d)
Jennifer Lyn KeilingEdelman Financial Engines independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIAJun 20, 2019Jul 19, 2019
David GottliebAmeriprise Financial Services, LLC national BDEisneramper Wealth Management & Corporate Benefits, LLC independent RIAAffiliated broker-dealer or bank to independent RIAApr 23, 2019Jun 19, 2019 (57 d)
Christopher Michael GibbonsAndrew Garrett, Inc. independent RIAEisneramper Wealth Management & Corporate Benefits, LLC independent RIARIA to RIASep 13, 2018Oct 19, 2018 (36 d)
Andrew Evan HarperCfs Investment Advisory Services LLC otherEisneramper Wealth Management & Corporate Benefits, LLC otherOtherDec 7, 2017Sep 18, 2017
Lawrence SeigelsteinSecurities America Advisors, Inc. otherEisneramper Wealth Management & Corporate Benefits, LLC otherOtherOct 2, 2008Jun 14, 2016 (2812 d)
Marc ScudilloSecurities America Advisors, Inc. otherEisneramper Wealth Management & Corporate Benefits, LLC otherOtherApr 18, 2008Nov 28, 2005
Todd Anthony ScorzafavaCitigroup Global Markets Inc. otherEisneramper Wealth Management & Corporate Benefits, LLC otherOtherDec 7, 2005Apr 16, 2008 (861 d)
Page 1 of 1
18 moves match.