DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Nadler Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Zachary John ZewiskeCharles Schwab & Co., Inc. national BDNadler Financial Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 7, 2025Nov 12, 2025 (36 d)
Nancy Jane FehrenbachMoller Wealth Partners independent RIANadler Financial Group, Inc. independent RIARIA to RIAFeb 19, 2025Jun 20, 2025 (121 d)
Joshua WaltersCalamos Wealth Management LLC independent RIANadler Financial Group, Inc. independent RIARIA to RIAAug 16, 2024Oct 3, 2024 (48 d)
Eric James MillerLPL Financial LLC independent RIANadler Financial Group, Inc. independent RIARIA to RIADec 9, 2022Feb 21, 2023 (74 d)
William Paul ClarkJames T. Borello & Co. independent RIANadler Financial Group, Inc. independent RIARIA to RIAOct 18, 2022Mar 2, 2023 (135 d)
Caryn Elizabeth FieldsVivaldi Capital Management LP independent RIANadler Financial Group, Inc. independent RIARIA to RIAFeb 3, 2020Jan 23, 2020
Lauren Ashleigh RosbergHighpoint Advisor Group, LLC independent RIANadler Financial Group, Inc. independent RIARIA to RIAJun 21, 2019Sep 5, 2019 (76 d)
Richert John HartCapital One Advisors, LLC no RAUMNadler Financial Group, Inc. independent RIAOtherApr 9, 2019Sep 3, 2020 (513 d)
Ross David CohenB. C. Ziegler And Company otherNadler Financial Group, Inc. otherOtherOct 24, 2016Jan 6, 2017 (74 d)
Herman TkachTd Ameritrade Investment Management, LLC otherNadler Financial Group, Inc. otherOtherMay 24, 2016Jun 21, 2016
Achim Von BodmanMorgan Stanley wirehouseNadler Financial Group, Inc. otherOtherOct 7, 2010Jan 19, 2017 (2296 d)
James G. PontiousCharles Schwab & Co., Inc. national BDNadler Financial Group, Inc. otherOtherSep 10, 2010Mar 4, 2011 (175 d)
Michael Aaron NadlerWaterstone Financial Group, Inc. unclassifiedNadler Financial Group, Inc. otherOtherAug 11, 2009Aug 12, 1998
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13 moves match.