DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mps-Loria Financial Planners,LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Thomas Gillespie | Td Ameritrade, Inc. no RAUM | Mps-Loria Financial Planners,LLC independent RIA | Other | Apr 21, 2020 | Mar 23, 2021 (336 d) |
| Michael Edward Friedman | Wells Fargo Advisors wirehouse | Mps-Loria Financial Planners,LLC other | Other | Jul 25, 2012 | Aug 10, 2012 |
| Glenn Scott Schwalje | Imbb Investment Advisors unclassified | Mps-Loria Financial Planners,LLC other | Other | Sep 26, 2011 | May 7, 2013 (589 d) |
Page 1 of 1
3 moves match.