DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Gem Financial Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Susan Reichert Milanak | LPL Financial LLC independent RIA | Gem Financial Advisors, Inc. other | Other | Sep 14, 2022 | Jun 30, 2010 |
| Gregory A Worcester | LPL Financial LLC BD affiliated | Gem Financial Advisors, Inc. other | Other | May 4, 2021 | Aug 1, 2013 |
| Heather M. Wright | Forum Financial Management, LP other | Gem Financial Advisors, Inc. other | Other | Oct 28, 2014 | Jul 13, 2016 (624 d) |
| Theodore Dennis Woytowicz | Wells Fargo Advisors wirehouse | Gem Financial Advisors, Inc. other | Other | Dec 9, 2010 | Jan 6, 2011 |
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4 moves match.